TABLE OF CONTENTS
PRELIMINARY NOTES
2CAUTIONARY NOTE REGARDING FORWARD-LOOKING STATEMENTS
2GLOSSARY OF TERMS
4PART I
11ITEM 1. BUSINESS
11ITEM 1A. RISK FACTORS
18ITEM 1B. UNRESOLVED STAFF COMMENTS
31ITEM 2. PROPERTIES
31ITEM 3 LEGAL PROCEEDINGS
38ITEM 4. MINE SAFETY DISCLOSURES
38PART II
40ITEM 5. MARKET FOR REGISTRANT’S COMMON EQUITY, RELATED STOCKHOLDER
MATTERS AND ISSUER PURCHASES OF EQUITY SECURITIES
40ITEM 6. SELECTED FINANCIAL DATA
46ITEM 7. MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION
AND RESULTS OF OPERATIONS
47ITEM 7A. QUANTITATIVE AND QUALITATIVE DISCLOSURES ABOUT MARKET RISK
50ITEM 8. FINANCIAL STATEMENTS AND SUPPLEMENTARY DATA
51ITEM 9. CHANGES IN AND DISAGREEMENTS WITH ACCOUNTANTS ON ACCOUNTING
AND FINANCIAL DISCLOSURE
70ITEM 9A. CONTROLS AND PROCEDURES
70ITEM 9B. OTHER INFORMATION
71PART III
72ITEM 10. DIRECTORS, EXECUTIVE OFFICERS AND CORPORATE GOVERNANCE
72ITEM 11: EXECUTIVE AND DIRECTOR COMPENSATION
80ITEM 12: SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND
MANAGEMENT AND RELATED STOCKHOLDER MATTERS
89ITEM 13: CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS; AND
DIRECTOR INDEPENDENCE
90ITEM 14: PRINCIPAL ACCOUNTING FEES AND SERVICES
91PART IV
92ITEM 15. EXHIBITS, FINANCIAL STATEMENT SCHEDULES
92SIGNATURES
93